Part A Personal Information
In Chinese*
In English*
Gender
ID No. or Passport No.*
Place of Issue*
Date of Birth
Nationality*
Residential Address
Flat/Floor/Building*
Street/Estate*
District*
City*
Country*
Postal Address Same As Above
Postal Address
Flat/Floor/Building
Street/Estate
District
City
Country
Mobile*
Office Tel.
Home Tel.
E-mail*
Fax
language
Communication Method (For issuance of Daily / Monthly Statement)
Post (Post to postal Address with administration fee of $50 per statement + Postage.)
Email
Part B Employment Information
Name of Employer*
Position*
Address
Flat/Floor/Building
Street/Estate
District
City
Country
Business*
Year(s) of Employed
Part C Bank Details
Name of Bank* Account No.*
Part D Financial Position Investment Experience
Annual Income (HKD)
Source of Income
Other Asset:
No
Securities
Property
Cash
Other (Please specify)
Total Net Worth (HKD)
Investment Objectives
Short term
Long term
Hedging
Speculation
Other (Please specify)
Invest Since
Products Invested:
Securities
Futures / Options
Foreign Exchange
Bullion Investment
Bonds
Funds
Others (Please specify)
Risk Tolerance*
Client Investment Interest*
Please tick the below product(s) if you have interest in trading of:
Aggressive
Moderate
Conservative
Main Board
Exchange Traded Funds (ETF) / Trust
Growth Enterprise Market (GEM)
Derivative Warrants / Callable Bull/Bear Contracts
Part E Client's Knowledge of Derivatives and Trading Experience
My knowledge of derivative products are as followed:
I underwent training or attended courses on derivative products that provide general knowledge of the nature and risks of derivates (e.g. courses offered by academic or financial institutions)
I have work experience related to derivative products
I have relvant trading experience i.e. I have execute five or more transactions in derivative products within the past three years
I do not have any knowledge of dervative products
Part F Declaration by Client
1.
*I am the ultimate and sole beneficial owner of the Account and is fully responsible for all instructions for the operation of the said Account.
2.
*I am not a bankrupt person and I am not aware of any legal proceedings which have been started against me for bankruptcy.
3.
*I am not a citizen or resident alien of the United States.
4.
*I am not a director or senior management officer or accredited person of an exchange participant of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited, or a licensed or registered person under the Securities and Futures Ordinance or a registered institution under the Banking Ordinance.
5.
*I am not a relative of any director or employee or representative of Ruibang Securities Limited and / or its subsidiary companies.
6.
I have read, and sought independent advice if needed, the following Agreements and Statements set out in the Terms and Conditions of the Client Account Agreement.
(i) Securities Cash Trading Agreement
(ii) Risk Disclosure Statement
(iii) Personal Information Collection Statement
(iv) Electronic Securities Trading Services Agreement
7.
I confirm that the information in this Form is true, complete and correct, and I have read and fully understood all provisions in the Terms and Conditions of the Client Account Agreement, and accept and agree to be bound thereby. Ruibang Securities Limited reserves the right to cancel my application at any time if the information given in the application is found to be untrue.
8.
I understand that Ruibang Securities Limited will rely on the above information to assess whether I have acquired the knowledge of derivative products.
9.
I undertake to notify Ruibang Securities Limited any material change of the above information.
10.
I confirm that the Risk Disclosure Statement, and , if applicable, Risk Disclosure Information, in or accompanying the Client Account Agreement have been provided in a language of my choice (English or Chinese) and that I have read and accepted the nature and contents thereof. I appreciate that they are not and cannot be taken as a comprehensive or exhaustive list of all possible risks. I confirm that I have been given the opportunityto ask questions and seek independent advice if I so wish.
*If any of the terms stated in the declaration is not applicable, I will complete and return the "Client Declaration Form" to Ruibang Securities Limited.
I do not wish to receive information about Ruibang Securities Limited's financial services and information services.
Referee Name
Referee Account Number
Referee Mobile
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